Corporate Transactions and Securities

We have a long history of representing middle market and emerging companies in connection with complex corporate transactions, securities matters, private equity and venture capital matters. In every aspect of corporate life, we provide clients with the sophistication needed to smoothly navigate the waters of corporate transactions.

We have a long history of representing middle market and emerging companies in connection with complex corporate transactions, securities matters, private equity and venture capital matters. In every aspect of corporate life, we provide clients with the sophistication needed to smoothly navigate the waters of corporate transactions.

The core of our group's practice is mergers and acquisitions, due diligence, business structuring and corporate finance. Our corporate lawyers work closely with our colleagues in other departments on tax, finance, commercial real estate, intellectual property, estate planning, and labor law issues as needed to best represent our clients.

 

Our experienced "deal teams" understand how to get transactions done without unnecessary red tape, and at the same time, have the experience to solve real critical issues.

We provide clients with practical legal advice on a number of issues involving securities law, including: venture capital, private debt and equity placements, investment company and mutual fund management, complex financing transactions, and issues that come out of using business brokers.

 

We alert and advise clients on securities law compliance issues that are often overlooked, such as investment advisory and broker/dealer compliance issues. We prepare and review filings with the Securities and Exchange Commission and other regulatory agencies, and advise on both regulatory and public compliance and disclosure matters. We counsel clients on board and shareholder meetings, preparation of proxy materials, and other operational matters affected by securities laws.

We provide counsel to private equity firms, mezzanine funds, venture capital funds and portfolio companies, with a focus on transactions involving middle market companies.  We also have a deep history of representing owners of companies and management teams in transactions involving private equity or venture capital financing. 

 

We have specific industry experience in manufacturing, information services and technology, distributors, automotive, plastics, healthcare, biotechnology, and food and consumer products sectors.

 

From a transactional standpoint, we are deeply experienced in the merger and acquisition, corporate finance, and recapitalization aspects of private equity transactions, including add-on financing and investment banker-led exit transactions. We staff our private equity transactions exclusively with a team of experienced attorneys led by an experienced partner.

An appropriately drafted shareholder, operating or partnership agreement will set the stage for a clear understanding of the rights and duties of shareholders, LLC members and business partners.  A well drafted agreement is critical to achieving a clear and efficient resolution to the inevitable changes which occur with multiple owner entities, such as the death, disability, or departure of a partner, or a deadlock or other business disagreement among owners.